Regulatory Compliance

Allegro for Regulatory Compliance

Commodity risk management software for global regulatory reporting.

The regulatory compliance requirements and reporting rules of Dodd-Frank, the U.S. Commodity Futures Trading Commission (CFTC), European Market Infrastructure Regulation (EMIR), the Canadian Securities Administration (CSA) and Regulation on Energy Market Integrity and Transparency (REMIT) have led to significant changes in financial and physical trading, including the manner in which enterprises report, clear, track and manage derivatives.

Failure to comply with legislative mandates, anywhere around the world, can lead to significant fines and penalties. As a result of today's regulatory environment, and its extensive requirements both locally and globally, it's exceedingly difficult to remain compliant and agile in your business, absent an integrated and automated reporting solution. That's where Allegro comes in - it's the ally you need in a complex world.

Allegro is an integrated commodity risk management software platform that's designed to aid your enterprise in meeting all of its regulatory mandates, including compliance with ASC 820, IFRS 9 and IAS 39. It does this by reducing the time and cost of compliance through its automated reporting and direct integration to the world's regulatory entities. In simple terms, Allegro is the commodity trading and risk management tool that's built for the business of today and tomorrow.

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How to Choose a CTRM System

You're considering a commodity trading risk management system to gain greater business transparency. But which one do you choose? With the white paper "How to Choose a CTRM System," you'll learn the right questions to ask.


Built for Regulatory Compliance

Allegro has over three decades of experience working with commodity businesses. We understand the tools that are required for professionals who need to ensure compliance on a daily basis. This is why regulatory compliance is embedded in our CTRM software.

With Allegro, managers can ensure compliance and reduce errors while streamlining their reporting, confirmation and reconciliation processes. Allegro replaces multiple spreadsheets and complicated disparate systems with an integrated solution designed to lower costs and complexity - and it's consistent, repeatable and auditable.

Allegro is constructed to ensure that your compliance requirements will be met not only today, but that you can adapt for what's next. Because our software, which can be installed on-site or in the cloud, is designed for extensibility, you'll be confident in knowing you have the means to adhere to regulations as they change. Compliance managers will find they can count multiple benefits when they turn to Allegro.


The Benefits of Allegro

  • Regulatory Compliance for Trading

    Regulatory Compliance for Trading

    Regulatory Compliance for Trading

    Allegro alleviates common challenges associated with intensive compliance by unifying data streams and business processes. Key benefits of our software include:

    • Effective transformation of trade data into regulatory protocols and formats and efficient reporting of transactions to U.S., European and Canadian trade repositories and central clearing parties
    • Tracking of the complete compliance business process, including reporting status with a comprehensive audit trail
    • Management of all regulatory reference data and trade information, and monitoring of position limits and available credit
    • Enablement of timely and accurate transmission of transactions
    • Reporting of new trades and modifications to existing trades
    • Quick identification of trade status with trade assignments built into regulatory workflow
  • Regulatory Compliance for Accounting and Compliance

    Regulatory Compliance for Accounting and Compliance

    Regulatory Compliance for Accounting and Compliance

    Compliance can be expensive and time-consuming, but Allegro identifies processes to improve and automate workflows. Benefits of the platform include:

    • Support for reporting requirements such as those of the Financial Accounting Standards Board’s Accounting Standards Codification, including ASC 820, International Financial Reporting Standards and International Accounting Standards, including IAS 39
    • Control, accuracy, timeliness and security that senior management requires to certify financial reports with confidence
    • Integrated document control for streamlined regulatory reporting
    • Comprehensive security features, such as data security at multiple levels and data authentication